Supervision Manager Senior - PNC Wealth Management
Manage team monitoring Financial Advisors' sales practices for regulatory compliance
As a Supervision Manager Senior at PNC Wealth Management, you will manage a team that monitors and reviews the sales practice activities of Financial Advisors on a centralized and regional level to ensure the firm meets all regulatory requirements. You will drive initiatives, lead departmental and firm projects independently, and collaborate with the Director of Supervision, Chief Operations Officer, Chief Compliance Officer, and Chief Risk Of...
Why This Role?
Direct collaboration with Chief Compliance Officer and Chief Risk Officer on firm initiatives
Key Responsibilities
- Manage team monitoring Financial Advisors' sales practices for regulatory compliance
- Drive and lead departmental and firm projects independently
- Collaborate with Director of Supervision and Supervision Team Leaders on initiatives
- Work with Chief Operations Officer, Chief Compliance Officer, and Chief Risk Officer on firm projects
- Partner with Legal, Risk, Compliance, Product, and Operations to resolve complex matters
- Provide feedback, coach, and mentor team members to support internal mobility
Requirements
- Knowledge across multiple financial services products
- Deep understanding of industry regulations and supervisory requirements
- Ability to manage risk and make sound decisions
- Strong interpersonal skills for coaching and mentoring
- Conviction to voice opinions to gain effective results
- Experience influencing Financial Advisors' business practices to minimize risk
Required Skills
Indonesia Context
- Working Hours Overlap:
- Flexible — work your own hours
Keywords
View Original Description from The Muse
Original description from The Muse
Position Overview At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience for our customers. We work together each day to foster an inclusive workplace culture where all of our employees feel respected, valued and have an opportunity to contribute to the company's success. As a Supervision Manager Senior within PNC Wealth Management, you will be remote in RI. This position may be eligible for remote work in select geographic locations, subject to approval by PNC. If approved, work must be conducted from a quiet, secure, and confidential home-based workspace. Occasional in-office participation may be required based on business needs. PNC will not provide sponsorship for employment visas or participate in STEM OPT for this position. Job Description Manage the team who monitors and reviews the sales practice activities of Financial Advisors on a centralized and regional level ensuring that the Firm is in compliance with meeting all regulatory requirements. Drives initiatives and independently leads departmental and firm projects. Work closely with the Director of Supervision, as well as Supervision Team Leaders, Chief Operations Officer, the Chief Compliance Officer and the Chief Risk Officer to assist with departmental and firm projects and initiatives. Work closely with Operations, Executive Sales Management, Compliance, Legal and Risk partners to assist with escalations and other urgent issues both within and outside of their normal scope of work. Manages team and collaborates with various business partners including Legal, Risk, Compliance, Product, etc. to resolve complex matters. Exhibits a strong conviction and a willingness to voice their opinion in order to gain effective results. Has knowledge across multiple products to independently lead defined departmental and firm projects to completion. Ability to manage risk, make sound decisions by having a deep understanding of industry regulations, supervisory requirements, policies/procedures, and financial services products. Inspires, engages, and promotes internal mobility by providing regular feedback; coaches and mentors others by applying strong interpersonal skills. Supports the Firm's business objectives and contributes to the Firm's profitability by influencing Financial Advisors (FA) business practices in ways that minimize regulatory and financial risk as well as uphold the Firms' reputation. Uses critical thinking and decision-making skills to assist in the review of supervisory responsibilities in adherence to applicable regulatory rules and compliance policies. Is a Subject Matter Expert (SME) on products, processes and projects. Initiates supervision project work and active project participation to drive efficiencies and process improvements PNC Employees take pride in our reputation and to continue building upon that we expect our employees to be: Customer Focused - Knowledgeable of the values and practices that align customer needs and satisfaction as primary considerations in all business decisions and able to leverage that information in creating customized customer solutions. Managing Risk - Assessing and effectively managing all of the risks associated with their business objectives and activities to ensure they adhere to and support PNC's Enterprise Risk Management Framework. PNC also has fundamental expectations of our people managers. As a manager of talent in PNC, you will be expected to: Include Intentionally - Cultivates diverse teams and inclusive workplaces to expand thinking. Live the Values - Role models our values with transparency and courage. Enable Change - Takes action to drive change and innovation that will transform our business. Achieve Results - Takes personal ownership to deliver results. Empowers and trusts others in decision making. Develop the Best - Raises the bar with every talent decision and guides the achievement of all employees a
Salary Context
Similar Operations roles on LokerDollar pay around $183.75k/yr (range $24k–999.999k/yr, n=197 active listings).
Hiring at PNC
PNC has 7 other active roles on LokerDollar and has been hiring here since Apr 2, 2026 — across Operations, Design, Engineering.
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Openness not stated by employer — check the listing
Frequently asked questions
- Is Supervision Manager Senior - PNC Wealth Management at PNC a remote job?
- Yes. Supervision Manager Senior - PNC Wealth Management at PNC is a fully remote role open to candidates worldwide.
- What type of employment is Supervision Manager Senior - PNC Wealth Management at PNC?
- This is a full time position.
- How do I apply?
- Click the "Apply" button on this page to go to the official application at PNC.
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